DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Valparaiso, IN | MERRILLVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 24, 2014 | n/a | yes | MERRILLVILLE, IN|Valparaiso, IN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 8, 2014 | Oct 8, 2014 | no | CHICAGO, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 6, 2010 | Jan 6, 2014 | no | MERRILLVILLE, IN|MERRILLVILLE, IN|ORLAND PARK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 8, 2014 | Oct 24, 2014 | 16 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Jan 6, 2014 | Jan 8, 2014 | 2 | Firm change | Wirehouse to wirehouse |