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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Fox Valley, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 20, 2014 | n/a | yes | Fox Valley, WI | Current employment |
| BMO ASSET MANAGEMENT CORP. | Other adviser | Jun 8, 2012 | Dec 4, 2015 | no | CHICAGO, IL | Previous registration |
| M&I INVESTMENT MANAGEMENT CORP. | Former SEC adviser | Jul 15, 2010 | Jun 8, 2012 | no | MILWAUKEE, WI | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 4, 2009 | Jul 19, 2010 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO ASSET MANAGEMENT CORP. | ROBERT W. BAIRD & CO. INCORPORATED | Dec 4, 2015 | Oct 20, 2014 | -410 | Firm change after gap | Other |
| M&I INVESTMENT MANAGEMENT CORP. | BMO ASSET MANAGEMENT CORP. | Jun 8, 2012 | Jun 8, 2012 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | M&I INVESTMENT MANAGEMENT CORP. | Jul 19, 2010 | Jul 15, 2010 | -4 | Firm change | Other |