RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A• S••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 20, 2014 · Fox Valley, Wi
- B•• A•••• M••••••••• C•••• otherJun 8, 2012 to Dec 4, 2015 · Chicago, Il
- M•• I••••••••• M••••••••• C•••• formerJul 15, 2010 to Jun 8, 2012 · Milwaukee, Wi
- W•••• F•••• I••••••••• L•• unclassifiedFeb 4, 2009 to Jul 19, 2010 · Appleton, Wi
- B•• A•••• M••••••••• C•••• to R••••• W• B•••• • C•• I•••••••••left Dec 4, 2015, registered Oct 20, 2014 (-410 days) · Other
- M•• I••••••••• M••••••••• C•••• to B•• A•••• M••••••••• C••••left Jun 8, 2012, registered Jun 8, 2012 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to M•• I••••••••• M••••••••• C••••left Jul 19, 2010, registered Jul 15, 2010 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address