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Advisor at E••••• W•••••• L••
Wichita Falls, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• W•••••• L•• | Independent wealth | Jan 3, 2020 | n/a | yes | Wichita Falls, TX | Current employment |
| E••••• W•••••• L•• | Independent wealth | Nov 5, 2018 | Dec 31, 2019 | no | WICHITA FALLS, TX|FORT LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Q•••••• A•••• M••••••••• I••• | E••••• W•••••• L•• | Nov 20, 2018 | Nov 5, 2018 | -15 | Firm change | Ibd to RIA |
| E•••• S••••••••• L•• | Q•••••• A•••• M••••••••• I••• | Aug 20, 2010 | Aug 27, 2010 |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Aug 27, 2010 | Nov 20, 2018 | no | MINNEAPOLIS, MN|WICHITA FALLS, TX | Previous registration |
| E•••• S••••••••• L•• | Bd affiliated wealth | Dec 18, 2006 | Aug 20, 2010 | no | WICHITA FALLS, TX | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Aug 2, 1995 | Aug 29, 2006 | no | WICHITA FALLS, TX|WICHITA FALLS, TX | Previous registration |
| 7 |
| Firm change |
| Other |
| P•••• S••••••••• L•• | E•••• S••••••••• L•• | Aug 29, 2006 | Dec 18, 2006 | 111 | Firm change | Other |