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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Brian R Duarte

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efee1a3c-27d5-448d-e84c-41ab650eb7c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 21, 2017
Dual registered: yes, broker-dealer
Other names: Brian Duarte
IAPD individual key: 6865884

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Mar 26, 2026	n/a	yes	Secaucus, NJ\|Elizabeth, NJ\|Elizabeth, NJ\|NEWARK, NJ\|Elizabeth, NJ\|NORTH ARLINGTON, NJ\|Newark, NJ\|Jersey City, NJ\|BELLEVILLE, NJ\|Palisades Park, NJ\|Jersey City, NJ\|Elizabeth, NJ\|Newark, NJ\|East Orange, NJ\|West Caldwell, NJ\|Rockaway, NJ\|Livingston, NJ\|Bloomfield, NJ\|Cedar Grove, NJ\|PARSIPPANY, NJ\|Livingston, NJ\|Boonton, NJ\|DENVILLE, NJ\|Millburn, NJ\|LINDEN, NJ\|Hopatcong, NJ\|Scotch Plains, NJ	Current employment

Relationships

Registered with (1)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efee1a3c-27d5-448d-e84c-41ab650eb7c3
First observed: Jan 1, 2013
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Brian R Duarte

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efee1a3c-27d5-448d-e84c-41ab650eb7c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SANTANDER SECURITIES

Bd affiliated wealth

Mar 26, 2026

n/a

yes

Current employment