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CRD 117901
ALLENTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID WARREN GEIBEL | n/a | KING OF PRUSSIA, PA | 15 | 31 | 1 | yes |
| TIMOTHY SCOTT CHUBB | n/a | KING OF PRUSSIA, PA | 13 | 14 | n/a | no |
| THOMAS EDWIN HELLINGS | n/a | SOUDERTON, PA | 10 | 35 | 1 | yes |
| Andrew David Lein | n/a | Souderton, PA | 7 | 14 | n/a | yes |
| Nicholas Francis Plawa | n/a | Souderton, PA | ALLENTOWN, PA | KING OF PRUSSIA, PA | 7 | 14 | n/a | no |
| MICHAEL JOSEPH LITZ | n/a | KING OF PRUSSIA, PA | King of Prussia, PA | ALLENTOWN, PA | 2 | 21 | 1 | yes |
| William Wallace Smith | Chartered Financial Analyst | ALLENTOWN, PA | 2 | 29 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHUBB, TIMOTHY, SCOTT | CHIEF INVESTMENT OFFICER | Na | yes | 01/2019 | Mar 30, 2021 | Jul 17, 2024 |
| GEIBEL, DAVID, WARREN | President | Na | yes | 04/2020 | Jul 17, 2020 | Jul 17, 2024 |
| HELLINGS, THOMAS, EDWIN | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2019 | Mar 26, 2014 | Jul 17, 2024 |
| UNIVEST BANK AND TRUST CO. | PARENT COMPANY | E | yes | 12/2008 | Mar 29, 2012 | Jul 17, 2024 |
| UNIVEST FINANCIAL CORPORATION | BANK HOLDING COMPANY | E | yes | 12/2008 | Jan 17, 2019 | Jul 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GIRARD ADVISORY SERVICES, LLC | n/a | Independent wealth | $3.2B | N | yes | n/a |
| GIRARD INVESTMENT SERVICES, LLC | n/a | Former SEC adviser | $15.5M | N | yes | n/a |
| GIRARD BENEFITS GROUP, LLC | n/a | n/a | n/a | N | yes | n/a |
| UNIVEST BANK AND TRUST CO. | n/a | n/a | n/a | Y | no | n/a |
| UNIVEST INSURANCE, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| KING OF PRUSSIA | Pa | United States | 3 | no |
| Souderton | Pa | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $734M | $734M | 15 | 7 | 2 | n/a | n/a |
| 2024 | Mar 28, 2025 | $632M | $632M | 16 | 7 | 2 | n/a | n/a |
| 2023 | Mar 28, 2024 | $557M | $557M | 14 | 4 | 2 | n/a | n/a |
| 2022 | Mar 27, 2023 | $471M | $467M | 12 | 3 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $577M | $571M | 11 | 4 | 2 | n/a | n/a |
| 2020 | Mar 30, 2021 | $513M | $508M | 11 | 4 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $433M | $429M | 9 | 3 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $349M | $349M | 9 | 3 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $335M | $335M | 8 | 3 | 0 | n/a | n/a |
| 2016 | Mar 23, 2017 | $286M | $286M | 8 | 3 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $233M | $233M | 8 | 4 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $227M | $227M | 7 | 3 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $199M | $199M | 8 | 6 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $146M | $146M | 6 | 5 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $127M | $127M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $734M | $632M | 16.1% | $471M | 15.9% | 15 | 16 | 2 | 2 |