DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATEGIC ADVISERS LLC
HIGHLAND PARK, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Apr 3, 2025 | n/a | yes | HIGHLAND PARK, IL|CHICAGO, IL | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | Mar 6, 2025 | no | Chicago, IL|Chicago, IL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Sep 15, 2020 | Sep 5, 2023 | no | Chicago, IL|CHICAGO, IL|ARLINGTON, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 23, 2018 | Sep 29, 2020 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | STRATEGIC ADVISERS LLC | Mar 6, 2025 | Apr 3, 2025 | 28 | Firm change | Wirehouse to ibd |
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E*TRADE CAPITAL MANAGEMENT, LLC | Sep 29, 2020 | Sep 15, 2020 | -14 | Firm change | Wirehouse to RIA |