DFX Intelligence

J•••••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••••••• O•••••••

Advisor at M•• I•••••••• S•••••••• L••

Houston, TX

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Search this name across graphsid dfx:ria:f0029703-a3da-e2b3-f6e1-f73a40384683

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Nov 4, 2025	n/a	yes	Houston, TX	Current employment
E•••••••• A•••••••• L••	National bd RIA	Dec 17, 2021	Oct 27, 2025	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	M•• I•••••••• S•••••••• L••	Oct 27, 2025	Nov 4, 2025	8	Firm change	Ibd to ibd
P•••• S••••••••• L••	E•••••••• A•••••••• L••	Dec 20, 2021	Dec 17, 2021

Relationships

Registered with (5)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 17, 2021 to Oct 27, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2018 to Dec 20, 2021factForm ADV
→ W••••• D••••••••• S••••••••• I••••••••• A•••••••• I•••

Dated events

Occurred
Oct 27, 2025
Advisor changed firm
J•••••••• O••••••• left E•••••••• A•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0029703-a3da-e2b3-f6e1-f73a40384683
First observed: Jul 21, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.