DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••••• O•••••••

M•• I•••••••• S•••••••• L••BD affiliatedHouston, Txdual registrantIAPD 6713562

Feed of 09/14/2026

Also filed as Wen-Tzu Liao

At current firm

0 y

since Nov 4, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Nov 4, 2025 · Houston, Tx
E•••••••• A•••••••• L•• national BD
Dec 17, 2021 to Oct 27, 2025 · Houston, Tx
P•••• S••••••••• L•• no RAUM
Oct 1, 2018 to Dec 20, 2021 · Houston, Tx
W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• state registered
Sep 8, 2017 to Nov 28, 2018 · Houston, Tx
H•••••• T••••••• • K•••• L•• independent RIA
Jul 21, 2017 to Sep 13, 2018 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Oct 27, 2025, registered Nov 4, 2025 (8 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to E•••••••• A•••••••• L••
left Dec 20, 2021, registered Dec 17, 2021 (-3 days) · Affiliated broker-dealer or bank to another
W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• to P•••• S••••••••• L••
left Nov 28, 2018, registered Oct 1, 2018 (-58 days) · Other
H•••••• T••••••• • K•••• L•• to W••••• D••••••••• S••••••••• I••••••••• A•••••••• I•••
left Sep 13, 2018, registered Sep 8, 2017 (-370 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

J•••••••• O••••••• left E•••••••• A•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-11-04)
Oct 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address