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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PLP ADVISORS, LLC

CRD 153996

GRAND RAPIDS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f004ce19-68a1-38af-9f9f-985fcc9c75da

Data as of Feb 14, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Jul 23, 2012 to Feb 14, 2015
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $12.0MItem 5.F on the latest filing (2015-02-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $4.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Accounts: 187
SEC number: 801-76962
CRD: 153996
Filings on the tape: 11
First filed: Jul 23, 2012
Latest filed: Feb 14, 2015
Organised: Limited Liability Company, Michigan

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FREDERICK WILLIAM GEARHART	n/a	GRAND RAPIDS, MI \| PALM BEACH GARDENS, FL	12	27	4	no
DENNIS CLARE TUBBERGEN	n/a	GRAND RAPIDS, MI	0	32	3	no
ROBERT NABULERE	n/a	GRAND RAPIDS, MI	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GEARHART, FREDERICK, WILLIAM	TRUSTEE/INDIRECT OWNER	F	yes	05/2010	Jul 23, 2012	Feb 14, 2015
GEARHART, FREDERICK, WILLIAM	MEMBER/TRUSTEE OF THE GEARHART 2009 IRREVOCABLE TRUST	Na	yes	05/2010	Jul 23, 2012	Feb 14, 2015
THE GEARHART 2009 IRREVOCABLE TRUST	Owner	B	yes	05/2010	Jul 23, 2012	Feb 14, 2015
TUBBERGEN, DENNIS, CLARE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	05/2010	Jul 23, 2012	Feb 14, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
USA WEALTH MANAGEMENT LLC	n/a	Former SEC adviser	$7.4M	N	yes	n/a
PLP SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$12.0M	$12.0M	5	5	n/a	n/a	n/a
2012	Apr 11, 2013	$3.5M	$3.5M	1	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$12.0M	$3.5M	241.8%	n/a	n/a	5	1	n/a	n/a

Relationships

Registered with (5)

← ROBERT NABULEREAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← DENNIS CLARE TUBBERGENAdvisorregistration: previous registration
Feb 3, 2014 to Sep 12, 2016factForm ADV
← FREDERICK WILLIAM GEARHARTAdvisorregistration: previous registration
Sep 3, 2010 to Dec 31, 2010factForm ADV
← STACIE LYNN SCHENDENAdvisorregistration: previous registration
Jul 30, 2024 to Apr 27, 2026factForm ADV
← ALAN P TUBBERGENAdvisorregistration: previous registration
Jan 3, 2014 to Mar 6, 2021factForm ADV

Affiliated with (2)

← LUMINIST CAPITAL, LLCRegistered adviserother investment adviser
factForm ADV
→ USA WEALTH MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← TUBBERGEN, DENNIS, CLAREOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 23, 2012 to presentfactForm ADV
← GEARHART, FREDERICK, WILLIAMOwnerTRUSTEE/INDIRECT OWNER, ownership code F, individual
Jul 23, 2012 to presentfactForm ADV
← THE GEARHART 2009 IRREVOCABLE TRUSTOwnerOWNER, ownership code B, domestic entity
Jul 23, 2012 to presentfactForm ADV

Dated events

Occurred
Apr 27, 2026
Advisor changed firm
Stacie Lynn Schenden left Plp Advisors, Llc for Lpl Enterprise, Llc (registered 2026-05-08)
Form ADVobserved 5 days ago
Occurred
Jul 23, 2012
First Form ADV filing
Plp Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f004ce19-68a1-38af-9f9f-985fcc9c75da
First observed: Jul 23, 2012
Last observed: Feb 14, 2015 141 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLP ADVISORS, LLC

CRD 153996

GRAND RAPIDS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f004ce19-68a1-38af-9f9f-985fcc9c75da

Data as of Feb 14, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FREDERICK WILLIAM GEARHART

n/a

GRAND RAPIDS, MI | PALM BEACH GARDENS, FL

DENNIS CLARE TUBBERGEN

n/a

GRAND RAPIDS, MI

ROBERT NABULERE

n/a

GRAND RAPIDS, MI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GEARHART, FREDERICK, WILLIAM

TRUSTEE/INDIRECT OWNER

yes

05/2010

Jul 23, 2012

Feb 14, 2015

GEARHART, FREDERICK, WILLIAM

MEMBER/TRUSTEE OF THE GEARHART 2009 IRREVOCABLE TRUST

yes

05/2010

Jul 23, 2012

Feb 14, 2015

THE GEARHART 2009 IRREVOCABLE TRUST

Owner

yes

05/2010

Jul 23, 2012

Feb 14, 2015

TUBBERGEN, DENNIS, CLARE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

05/2010

Jul 23, 2012

Feb 14, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

USA WEALTH MANAGEMENT LLC

n/a

Former SEC adviser

$7.4M

yes

n/a

PLP SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$12.0M

n/a

2012

Apr 11, 2013

$3.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$12.0M

$3.5M

241.8%

n/a