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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JOHNNY EXANTUS

Advisor at MORGAN STANLEY

Greenwich, CT | Fairfield, CT

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Search this name across graphsid dfx:ria:f0083f4b-ffa0-41a2-f2ab-2706a26bdcb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 12, 2007
First registration: Oct 1, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5132199

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jan 12, 2015	n/a	yes	Greenwich, CT\|Fairfield, CT	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 10, 2012	Jan 8, 2015	no	STAMFORD, CT\|Long Island City, NY\|STAMFORD, CT\|Gloucester, VA\|TARRYTOWN, NY\|Westlake Village, CA\|Bay Shore, NY\|TARRYTOWN, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	May 4, 2012	no	GREENWICH, CT\|GREENWICH, CT	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 1, 2009	Oct 23, 2009	no	GREENWICH, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jan 8, 2015	Jan 12, 2015	4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	May 4, 2012	May 10, 2012	6	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jan 12, 2015 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 10, 2012 to Jan 8, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to May 4, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 1, 2009 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.