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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | NEW BRIGHTON, MN | New Brighton, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 2, 2025 | n/a | yes | SAN DIEGO, CA|NEW BRIGHTON, MN|New Brighton, MN | Current employment |
| FINANCIAL DIMENSIONS GROUP, INC. | Former SEC adviser | Dec 9, 2013 | Nov 1, 2024 | no | NEW BRIGHTON, MN | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 22, 2013 | May 6, 2025 | no | NEW BRIGHTON, MN|MAPLE GROVE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | FINANCIAL DIMENSIONS GROUP, INC. | May 6, 2025 | Dec 9, 2013 | -4,166 | Firm change after gap | Other |
| FINANCIAL DIMENSIONS GROUP, INC. | LPL FINANCIAL LLC | Nov 1, 2024 | May 2, 2025 | 182 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:115143:MN:2025-05-05 | May 6, 2025 | Dec 9, 2013 | MAPLE GROVE, MN | Firm change after gap |
| 115143:6413:MN:2024-11-01 | Nov 1, 2024 | May 2, 2025 | NEW BRIGHTON, MN | Firm change |