RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• T• B••••
- L•• F•••••••• L•• BD affiliated currentsince May 2, 2025 · San Diego, Ca
- F•••••••• D••••••••• G••••• I••• formerDec 9, 2013 to Nov 1, 2024 · New Brighton, Mn
- O•••• W•••••• I••• BD affiliatedAug 22, 2013 to May 6, 2025 · New Brighton, Mn
- O•••• W•••••• I••• to F•••••••• D••••••••• G••••• I•••left May 6, 2025, registered Dec 9, 2013 (-4166 days) · Other · moved with a team
- F•••••••• D••••••••• G••••• I••• to L•• F•••••••• L••left Nov 1, 2024, registered May 2, 2025 (182 days) · RIA to affiliated broker-dealer or bank · moved with a team
- B•••• T• B•••• left O•••• W•••••• I••• for F•••••••• D••••••••• G••••• I••• (registered 2013-12-09)May 6, 2025 · Advisor changed firm · fact
- B•••• T• B•••• left F•••••••• D••••••••• G••••• I••• for L•• F•••••••• L•• (registered 2025-05-02)Nov 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address