DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JESSIE HALL

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEWPORT BEACH, CA | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f02f22ce-1581-670a-1555-7ab5a0d3d767

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 5, 2002
First registration: Jan 2, 2008
Dual registered: yes, broker-dealer
Other names: JESSIE LUDONNA RIDDLE|JESSIE LUDONNA SMITH|JESSIE LUDONNA HALL
IAPD individual key: 4467462

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 6, 2024	n/a	yes	SCOTTSDALE, AZ\|NEWPORT BEACH, CA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 18, 2012	Jul 4, 2024	no	PHOENIX, AZ\|DENVER, CO\|LOS ANGELES, CA\|BEVERLY HILLS, CA\|Phoenix, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Sep 21, 2011	no	SCOTTSDALE, AZ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 2, 2008	Oct 23, 2009	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 4, 2024	Aug 6, 2024	33	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Sep 21, 2011	Jan 18, 2012	119	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Sep 21, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 18, 2012 to Jul 4, 2024factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2008 to Oct 23, 2009factForm ADV

Dated events

Occurred
Jul 4, 2024
Advisor changed firm
Jessie Hall left Citigroup Global Markets Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-08-06)
Form ADVobserved 6 days ago