DFX Intelligence

A••• G••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

A••• G••••• M•••••••

Advisor at D••••• M•••• A•••••••• L••

Wilmington, NC | NEW YORK, NY

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Search this name across graphsid dfx:ria:f02f6aa1-e660-aaaf-ca1b-022809a356c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• M•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• M•••• A•••••••• L••	Independent wealth	Aug 21, 2026	n/a	yes	NEW YORK, NY\|Wilmington, NC	Current employment
D••••• M•••• A•••••••• L••	Independent wealth	Apr 28, 2026	Aug 17, 2026	no	Wilmington, NC\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	D••••• M•••• A•••••••• L••	Apr 13, 2026	Apr 28, 2026	15	Firm change	Other
H•••••••• A•••••••• L••	F••••	Apr 13, 2021	Mar 29, 2021

Relationships

Registered with (5)

→ D••••• M•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 28, 2026 to Aug 17, 2026factForm ADV
→ F••••Registered adviserregistration: previous registration
Mar 29, 2021 to Apr 13, 2026factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 3, 2017 to Apr 13, 2021factForm ADV
→ O••••••• F•••••••• G••••• I•••

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f02f6aa1-e660-aaaf-ca1b-022809a356c9
First observed: Jul 1, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.