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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
San Diego, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 3, 2011 | n/a | yes | NEW YORK, NY|San Diego, CA | Current employment |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Nov 20, 2007 | Jan 14, 2011 | no | EUGENE, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 1ST GLOBAL ADVISORS INC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 14, 2011 | Oct 3, 2011 | 262 | Firm change | Other |