DFX Intelligence

C•••• D•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C•••• D•••• R•••••

Advisor at C•••••• A•••••••

SOUTHFIELD, MI

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Search this name across graphsid dfx:ria:f04b22fe-33b2-1942-244f-0e4883a84faa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Sep 4, 2020	n/a	yes	SOUTHFIELD, MI	Current employment
R• C••••••	Former SEC adviser	Jul 29, 2015	Jan 26, 2018	no	BLOOMFIELD HILLS, MI\|SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R• C••••••	C•••••• A•••••••	Jan 26, 2018	Sep 4, 2020	952	Firm change after gap	RIA to ibd
I••••• F•••••••• C•••••••••	R• C••••••	Apr 8, 2015	Jul 29, 2015

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
Sep 4, 2020 to presentfactForm ADV
→ R• C••••••Registered adviserregistration: previous registration
Jul 29, 2015 to Jan 26, 2018factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 7, 2010 to Apr 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f04b22fe-33b2-1942-244f-0e4883a84faa
First observed: Jan 7, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.