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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Deer Park, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 5, 2021 | n/a | yes | Deer Park, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 1, 2013 | Apr 14, 2021 | no | BARRINGTON, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 10, 2010 | Nov 4, 2013 | no | DEER PARK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Apr 14, 2021 | Apr 5, 2021 | -9 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 4, 2013 | Nov 1, 2013 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:IL:2021-04-14 | Apr 14, 2021 | Apr 5, 2021 | BARRINGTON, IL | Firm change |