DFX Intelligence

P••• L•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

P••• L•••• P••••••

Advisor at B•••••• A•••••••• L••

WOODBURY, MN

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Search this name across graphsid dfx:ria:f055eb25-9bd6-bd34-6f6e-ae2b224f8cc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• A•••••••• L••	Independent wealth	Feb 2, 2017	n/a	yes	WOODBURY, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 15, 2003	Feb 7, 2017	no	WOODBURY, MN\|PORT CHARLOTTE, FL\|WOODBURY, MN\|PUNTA GORDA, FL\|PUNTA GORDA, FL\|PORT CHARLOTTE, FL\|Woodbury, MN\|Woodbury, MN\|Punta Gorda, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	B•••••• A•••••••• L••	Feb 7, 2017	Feb 2, 2017	-5	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:285991:FL:2017-02-07	Feb 7, 2017	Feb 2, 2017	PUNTA GORDA, FL	Firm change

Relationships

Registered with (2)

→ B•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 2, 2017 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2003 to Feb 7, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f055eb25-9bd6-bd34-6f6e-ae2b224f8cc1
First observed: Jul 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.