DFX Intelligence

K•••• T••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

K•••• T••••• D••••

Advisor at S•••• • W••••

Dublin, OH | COLLEGE STATION, TX

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Search this name across graphsid dfx:ria:f05c055e-33d0-66d5-ce23-086b54da9e27

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• • W••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• • W••••	Independent wealth	Jul 24, 2023	n/a	yes	COLLEGE STATION, TX\|Dublin, OH	Current employment
C•••••• A•••••••	Bd affiliated wealth	Apr 28, 2021	Jul 21, 2023	no	Dublin, OH\|SOUTHFIELD, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	S•••• • W••••	Jul 21, 2023	Jul 24, 2023	3	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••• • W••••Registered adviserregistration: current employment
Jul 24, 2023 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Apr 28, 2021 to Jul 21, 2023factForm ADV

Dated events

Occurred
Jul 21, 2023
Advisor changed firm
K•••• T••••• D•••• left C•••••• A••••••• for S•••• • W•••• (registered 2023-07-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f05c055e-33d0-66d5-ce23-086b54da9e27
First observed: Apr 28, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.