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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Matthew Allen Taylor

Advisor at CHARLES SCHWAB & CO., INC.

Santa Rosa, CA

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Search this name across graphsid dfx:ria:f05d3fde-09a3-536e-bfc4-bed860afa925

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 6, 2015
First registration: Aug 5, 2002
Dual registered: yes, broker-dealer
Other names: Matt Allen Taylor|Matt Taylor
IAPD individual key: 4390752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 24, 2023	n/a	yes	Santa Rosa, CA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jan 5, 2022	Mar 24, 2023	no	Walnut Creek, CA\|SANTA ROSA, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 31, 2020	Apr 23, 2021	no	Petaluma, CA	Previous registration
MONTGOMERY TAYLOR WEALTH MANAGEMENT	Former SEC adviser	Mar 14, 2018	Jul 16, 2020	no	SANTA ROSA, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Sep 11, 2017	Jan 25, 2018	no	SANTA ROSA, CA	Previous registration
SOFI WEALTH LLC	Bd affiliated wealth	Oct 6, 2015	Aug 30, 2017	no	HEALDSBURG, CA\|SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 26, 2004	Nov 24, 2010	no	YOUNTVILLE, CA\|SANTA ROSA, CA\|SAINT HELENA, CA\|SANTA ROSA, CA\|SAINT HELENA, CA\|SANTA ROSA, CA\|SANTA ROSA, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 5, 2002	Jun 14, 2004	no	HEALDSBURG, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	CHARLES SCHWAB & CO., INC.	Mar 24, 2023	Mar 24, 2023	0	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PRUCO SECURITIES, LLC	Apr 23, 2021	Jan 5, 2022	257	Firm change	Ibd to ibd
MONTGOMERY TAYLOR WEALTH MANAGEMENT	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 16, 2020	Aug 31, 2020	46	Firm change	RIA to ibd
CUSO FINANCIAL SERVICES, L.P.	MONTGOMERY TAYLOR WEALTH MANAGEMENT	Jan 25, 2018	Mar 14, 2018	48	Firm change	Ibd to RIA
SOFI WEALTH LLC	CUSO FINANCIAL SERVICES, L.P.	Aug 30, 2017	Sep 11, 2017	12	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	SOFI WEALTH LLC	Nov 24, 2010	Oct 6, 2015	1,777	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Jun 14, 2004	Jul 26, 2004	42	Firm change	Other

Relationships

Registered with (8)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Mar 24, 2023 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 5, 2022 to Mar 24, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 31, 2020 to Apr 23, 2021factForm ADV
→ MONTGOMERY TAYLOR WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 14, 2018 to Jul 16, 2020factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Sep 11, 2017 to Jan 25, 2018factForm ADV
→ SOFI WEALTH LLCRegistered adviserregistration: previous registration
Oct 6, 2015 to Aug 30, 2017factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 26, 2004 to Nov 24, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 5, 2002 to Jun 14, 2004factForm ADV

Dated events

Occurred
Mar 24, 2023
Advisor changed firm
Matthew Allen Taylor left Pruco Securities, Llc for Charles Schwab & Co., Inc. (registered 2023-03-24)
Form ADVobserved 5 days ago