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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MONTGOMERY TAYLOR WEALTH MANAGEMENT

MONTGOMERY TAYLOR & COMPANY, LLC, CRD 121987

SANTA ROSA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe03470e-3de2-219c-259b-db5438dd856c

Data as of Jun 2, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 11, 2021 to Jun 2, 2022
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $121MItem 5.F on the latest filing (2022-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $121M
Private client RAUM: $121MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 248
Individual clients: 215
High net worth clients: 32
Custody, client assets: $875,000
SEC number: 801-121736
CRD: 121987
Filings on the tape: 8
First filed: Jun 11, 2021
Latest filed: Jun 2, 2022
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TAYLOR, MONTGOMERY, LOUIS	MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	01/2007	Jun 11, 2021	Jun 2, 2022
LOEWEN, SANDRA, KOPPEN	Member	A	no	01/2019	Jun 11, 2021	Jun 2, 2022
Weintraub, Jonathan, Craig	Member	A	no	01/2021	Jun 11, 2021	Jun 2, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MONTGOMERY TAYLOR & COMPANY INSURANCE SOLUTIONS	n/a	n/a	n/a	Y	yes	n/a
MONTGOMERY TAYLOR, CPA, LLP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 18, 2022	$121M	$121M	21	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$121M	n/a	n/a	n/a	n/a	21	n/a	0	n/a

Relationships

Owns (2)

← LOEWEN, SANDRA, KOPPENOwnerMEMBER, ownership code A, individual
Jun 11, 2021 to presentfactForm ADV
← Weintraub, Jonathan, CraigOwnerMEMBER, ownership code A, individual
Jun 11, 2021 to presentfactForm ADV

Controls (1)

← TAYLOR, MONTGOMERY, LOUISOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 11, 2021 to presentfactForm ADV

Registered with (3)

← SANDRA KOPPEN LOEWENAdvisorregistration: previous registration
Jul 29, 2015 to Jul 1, 2022factForm ADV
← Sharon Christine KhanAdvisorregistration: previous registration
Apr 26, 2021 to Jul 1, 2022factForm ADV
← Matthew Allen TaylorAdvisorregistration: previous registration
Mar 14, 2018 to Jul 16, 2020factForm ADV

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
Sharon Christine Khan left Montgomery Taylor Wealth Management for Dedora Capital, Inc. (registered 2022-07-26)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Sandra Koppen Loewen left Montgomery Taylor Wealth Management for Avior Wealth Management, Llc (registered 2022-07-08)
Form ADVobserved 5 days ago
Occurred
Jun 11, 2021
First Form ADV filing
Montgomery Taylor Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe03470e-3de2-219c-259b-db5438dd856c
First observed: Jun 11, 2021
Last observed: Jun 2, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTGOMERY TAYLOR WEALTH MANAGEMENT

MONTGOMERY TAYLOR & COMPANY, LLC, CRD 121987

SANTA ROSA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe03470e-3de2-219c-259b-db5438dd856c

Data as of Jun 2, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TAYLOR, MONTGOMERY, LOUIS

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2007

Jun 11, 2021

Jun 2, 2022

LOEWEN, SANDRA, KOPPEN

Member

01/2019

Jun 11, 2021

Jun 2, 2022

Weintraub, Jonathan, Craig

Member

01/2021

Jun 11, 2021

Jun 2, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MONTGOMERY TAYLOR & COMPANY INSURANCE SOLUTIONS

n/a

yes

n/a

MONTGOMERY TAYLOR, CPA, LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Feb 18, 2022

$121M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$121M

n/a