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D••••• L•• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

D••••• L•• C•••••••

Advisor at M•• A••••••• G••••

Paducah, KY | SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f063141f-f202-5030-c960-4ef2fb95541e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A••••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A••••••• G••••	Independent wealth	Feb 27, 2023	n/a	yes	SARASOTA, FL\|Paducah, KY	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 24, 2016	Jun 2, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	M•• A••••••• G••••	Jun 2, 2017	Feb 27, 2023	2,096	Firm change after gap	Ibd to RIA
M••••• L••	E••••• J••••	Dec 22, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:287933:NJ:2017-05-26	Jun 2, 2017	Feb 27, 2023	PARSIPPANY, NJ	Firm change after gap

Relationships

Registered with (5)

→ M•• A••••••• G••••Registered adviserregistration: current employment
Feb 27, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 24, 2016 to Jun 2, 2017factForm ADV
→ M••••• L••Registered adviserregistration: previous registration
Oct 17, 2014 to Dec 22, 2015factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f063141f-f202-5030-c960-4ef2fb95541e
First observed: Apr 14, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.