DFX Intelligence

P•••••• M•••••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

P•••••• M•••••• F••

Advisor at H•• I••••••••• P•••••••• L••

OMAHA, NE | AUSTIN, TX

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Search this name across graphsid dfx:ria:f064826b-94df-8e13-67a3-5830274284de

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•• I••••••••• P•••••••• L••	Independent wealth	Jan 6, 2026	n/a	yes	OMAHA, NE\|AUSTIN, TX	Current employment
H•• I••••••••• A•••••••• I••	Former SEC adviser	Mar 28, 2013	Mar 30, 2026	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• I••••••••• A•••••••• I••	H•• I••••••••• P•••••••• L••	Mar 30, 2026	Jan 6, 2026	-83	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
164600:307956:NE:2026-03-30	Mar 30, 2026	Jan 6, 2026	OMAHA, NE	Firm change after gap

Relationships

Registered with (2)

→ H•• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ H•• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 28, 2013 to Mar 30, 2026factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f064826b-94df-8e13-67a3-5830274284de
First observed: Jul 30, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.