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CRD 164600
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HOCKEY INTERMEDIATE INC. | Shareholder | E | yes | 10/2013 | Apr 3, 2020 | Sep 6, 2024 |
| HOCKEY INVESTMENTS L.P. | MANAGING MEMBER | E | yes | 10/2013 | Mar 18, 2021 | Sep 6, 2024 |
| HOCKEY INVESTMENTS L.P. | LIMITED PARTNER | D | yes | 10/2013 | Mar 18, 2021 | Sep 6, 2024 |
| HOCKEY PARENT HOLDINGS GP, LLC | GENERAL PARTNER | F | yes | 10/2013 | Mar 18, 2021 | Sep 6, 2024 |
| HOCKEY PARENT HOLDINGS L.P. | Shareholder | E | yes | 10/2013 | Mar 18, 2021 | Sep 6, 2024 |
| HOCKEY PARENT INC. | Shareholder | E | yes | 10/2013 | Mar 18, 2021 | Sep 6, 2024 |
| LEE, MARIANE, ASHLEY | INTERIM CHIEF COMPLIANCE OFFICER | Na | yes | 12/2022 | Dec 13, 2022 | Sep 6, 2024 |
| SHARP, JEFFREY, DONALD | CHIEF EXECUTIVE OFFICER AND PRESIDENT | Na | yes | 12/2022 | Jul 3, 2012 | Sep 6, 2024 |
| Sokolic, Adam | VICE PRESIDENT | Na | yes | 12/2019 | Jan 2, 2020 | Sep 6, 2024 |
| HUB INTERNATIONAL LIMITED | SOLE SHAREHOLDER | E | no | 12/2019 | Jan 2, 2020 | Sep 6, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | n/a | Institutional manager | $170B | N | yes | n/a |
| TAYLOR ADVISORS, INC. | n/a | Former SEC adviser | $16B | N | yes | n/a |
| HUB INVESTMENT PARTNERS, LLC | n/a | Independent wealth | $12B | N | yes | n/a |
| RPA FINANCIAL, LLC | n/a | Institutional manager | $11B | N | yes | n/a |
| MILLENNIUM ADVISORY SERVICES, INC. | n/a | Former SEC adviser | $708M | N | yes | n/a |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Omaha | Ne | United States | 5 | yes |
| COUNCIL BLUFFS | Ia | United States | 1 | yes |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 8, 2026 | $2.1B | $480M | 9 | 7 | 3 | n/a | n/a |
| 2024 | Mar 27, 2025 | $2.1B | $480M | 9 | 7 | 3 | n/a | n/a |
| 2023 | Mar 21, 2024 | $1.5B | $290M | 8 | 6 | 3 | n/a | n/a |
| 2022 | Mar 23, 2023 | $1.3B | $261M | 8 | 6 | 3 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.3B | $310M | 7 | 6 | 2 | n/a | n/a |
| 2020 | Mar 30, 2021 | $1.1B | $224M | 7 | 6 | 2 | n/a | n/a |
| 2019 | Apr 3, 2020 | $957M | $159M | 8 | 6 | 2 | n/a | n/a |
| 2018 | Mar 19, 2019 | $855M | $105M | 8 | 6 | 2 | n/a | n/a |
| 2017 | Feb 23, 2018 | $896M | $111M | 7 | 5 | 1 | n/a | n/a |
| 2016 | Mar 27, 2017 | $790M | $90.9M | 7 | 5 | n/a | n/a | n/a |
| 2015 | Feb 26, 2016 | $555M | $82.8M | 7 | 5 | n/a | n/a | n/a |
| 2014 | Feb 12, 2015 | $546M | $95.4M | 7 | 6 | n/a | n/a | n/a |
| 2013 | Mar 13, 2014 | $366M | $84.6M | 7 | 6 | n/a | n/a | n/a |
| 2012 | Feb 13, 2013 | $134M | $82.9M | 7 | 6 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 9 | -9 | n/a | 0 | 0 | 0 | 1 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.1B | $2.1B | 0.0% | $1.3B | 15.7% | 9 | 9 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HUB INVESTMENT PARTNERS, LLC | 7 | Mar 30, 2026 | Jan 28, 2026 | OMAHA, NE | Firm absorbed | Other | 87.5% |