T••••• M• F••

Advisor at E•••••• F•••••••• E••••••

NEW YORK , NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Aug 12, 2011 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Sep 16, 2026	n/a	yes	NEW YORK , NY	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Sep 14, 2026	no	VALHALLA, NY\|CHAPPAQUA, NY\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	E•••••• F•••••••• E••••••	Sep 14, 2026	Sep 16, 2026	2	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (5)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Sep 16, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Sep 14, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
14 Sep 2026
Advisor changed firm
••• Locked
Form ADV

Show 2 bookkeeping events

Occurred
Sep 16, 2026
••• Locked
First seen by DFX
Sep 15, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 12, 2011
Last observed: Sep 17, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.