DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas M. Fox
Certified Financial Planner
Feed of 09/17/2026
Also filed as Thomas M Fox
At current firm
0 y
since Sep 16, 2026
In the industry
18 y
since Feb 21, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Sep 16, 2026 · New York , Ny
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Chappaqua, Ny
- Strategic Advisers LLC national BDMar 31, 2025 to Sep 14, 2026 · Valhalla, Ny
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- Strategic Advisers LLC national BDMar 4, 2016 to Jul 13, 2018 · Mt Kisco, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 27, 2012 to Apr 21, 2014 · Stamford, Ct
- Wells Fargo Advisors wirehouseAug 12, 2011 to Jun 20, 2012 · Yorktown Heights, Ny
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Edelman Financial Enginesleft Sep 14, 2026, registered Sep 16, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Strategic Advisers LLCleft Apr 21, 2014, registered Mar 4, 2016 (683 days) · Wirehouse to affiliated broker-dealer or bank
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 20, 2012, registered Jun 27, 2012 (7 days) · Wirehouse to wirehouse
Signals
- Thomas M. Fox registered as an investment adviser representative at Edelman Financial EnginesSep 16, 2026 · Advisor registered · fact
- Thomas M. Fox left Strategic Advisers LLC for Edelman Financial Engines (registered 2026-09-16)Sep 14, 2026 · Advisor changed firm · fact
- Thomas M. Fox no longer holds an investment adviser registration (last listed at Strategic Advisers Llc on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address