DFX Intelligence

E••••• B•••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

E••••• B•••••• N•••••

Advisor at N••••••••• A•••• M••••••••• L••

Englewood, CO | STAMFORD, CT

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Search this name across graphsid dfx:ria:f0806c80-8a6d-eded-e9aa-634ee79657c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• A•••• M••••••••• L••	Independent wealth	Jun 26, 2026	n/a	yes	Englewood, CO\|STAMFORD, CT	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Aug 18, 2017	Mar 1, 2024	no	Lone Tree, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	N••••••••• A•••• M••••••••• L••	Mar 1, 2024	Jun 26, 2026	847	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 18, 2017 to Mar 1, 2024factForm ADV

Dated events

Occurred
Mar 1, 2024
Advisor changed firm
E••••• B•••••• N••••• left C•••••• S••••• • C••• I••• for N••••••••• A•••• M••••••••• L•• (registered 2026-06-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0806c80-8a6d-eded-e9aa-634ee79657c8
First observed: Aug 18, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.