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Reading the graph
Advisor at MORGAN STANLEY
OPELIKA, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 29, 2022 | n/a | yes | OPELIKA, AL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 22, 2018 | Aug 5, 2022 | no | Opelika, AL|Auburn, AL | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Jan 15, 2010 | Sep 25, 2018 | no | SAN ANTONIO, TX|Opelika, AL|LITTLE ROCK, AR|Auburn, AL|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | MORGAN STANLEY | Aug 5, 2022 | Jul 29, 2022 | -7 | Firm change | Ibd to wirehouse |
| INVESTMENT PROFESSIONALS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 25, 2018 | Jun 22, 2018 | -95 | Bulk transfer | Ibd to ibd |