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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Michael Thomas Ansenberger

Advisor at LPL ENTERPRISE, LLC

SARASOTA, FL

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Search this name across graphsid dfx:ria:f09c7a1f-3804-4cc4-5cb5-567ece5aaf88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 30, 2022
First registration: Dec 11, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4676313

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Mar 17, 2025	n/a	yes	SARASOTA, FL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 10, 2019	Sep 9, 2020	no	SARASOTA, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 29, 2019	Sep 9, 2020	no	Sarasota, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 24, 2017	May 16, 2019	no	LIBERTYVILLE, IL\|MUNDELEIN, IL\|VERNON HILLS, IL\|BANNOCKBURN, IL	Previous registration
TSFG, LLC	Independent wealth	Jan 5, 2015	Apr 6, 2017	no	LAKE FOREST, IL\|OAK BROOK, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2009	Nov 2, 2015	no	NORTHBROOK, IL\|BARRINGTON, IL\|NORTHBROOK, IL\|NORTHBROOK, IL\|OAK BROOK, IL\|CHICAGO, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 11, 2006	Nov 30, 2009	no	EVANSTON, IL\|EVANSTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	LPL ENTERPRISE, LLC	Sep 9, 2020	Mar 17, 2025	1,650	Firm change after gap	RIA to new firm
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 9, 2020	Sep 10, 2019	-365	Channel change	Other
PNC WEALTH MANAGEMENT	TD AMERITRADE, INC.	May 16, 2019	Aug 29, 2019	105	Firm change	Other
TSFG, LLC	PNC WEALTH MANAGEMENT	Apr 6, 2017	Apr 24, 2017	18	Firm change	Other
LPL FINANCIAL LLC	TSFG, LLC	Nov 2, 2015	Jan 5, 2015	-301	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Nov 30, 2009	Nov 30, 2009	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:172555:IL:2015-10-28	Nov 2, 2015	Jan 5, 2015	CHICAGO, IL	Firm change after gap

Relationships

Registered with (7)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 10, 2019 to Sep 9, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 29, 2019 to Sep 9, 2020factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 24, 2017 to May 16, 2019factForm ADV
→ TSFG, LLCRegistered adviserregistration: previous registration
Jan 5, 2015 to Apr 6, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 30, 2009 to Nov 2, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 11, 2006 to Nov 30, 2009factForm ADV

Dated events

No dated event names this entity yet.