This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S63|S66

First exam

Mar 13, 2020

First registration

Oct 27, 2020

Dual registered

yes, broker-dealer

Other names

SAFIYA RANN|Safiya Elaine Rann|Safiya Elaine Upchurch

IAPD individual key

7217117

• Occurred

  Oct 27, 2022
  Advisor changed firm

  Safiya Rann Upchurch left Carolinas Wealth Consulting Llc for Raymond James & Associates, Inc. (registered 2022-10-25)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f0a0ab50-e01e-7d67-831d-86f0f140f3b1

First observed

Oct 27, 2020

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.