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CRD 300003
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EDMISTON, GEORGE, HARRELL | CEO, PRESIDENT, MANAGING MEMBER | E | yes | 05/2019 | May 10, 2019 | Mar 28, 2024 |
| FRITCHLEY, JEANNE, KELSEY | MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | Na | yes | 05/2019 | May 10, 2019 | Mar 28, 2024 |
| GROGAN, CHRISTOPHER, KEVIN | MEMBER, SECRETARY | Na | yes | 05/2019 | May 10, 2019 | Mar 28, 2024 |
| NCF CHARITABLE TRUST ("NCT") | Owner | A | no | 05/2019 | May 10, 2019 | Mar 28, 2024 |
| NCF CORPORATION | SOLE TRUSTEE OF NCT | F | no | 01/2019 | May 10, 2019 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CAROLINAS INVESTMENT CONSULTING LLC | n/a | Former SEC adviser | $1.5B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 26, 2025 | $1.5B | $1.1B | 17 | 10 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $1.3B | $1.0B | 18 | 11 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.4B | $1.1B | 20 | 18 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.6B | $1.2B | 20 | 16 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.5B | $1.1B | 21 | 15 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.5B | $1.1B | 20 | 14 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.5B | $1.3B | 8.7% | $1.6B | -4.0% | 17 | 18 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Captrust | 10 | Jul 14, 2025 | Mar 5, 2025 | CHARLOTTE, NC | Firm absorbed | Other | 100.0% |
| VERUM PARTNERS LLC | 3 | Aug 16, 2023 | Aug 15, 2023 | CHARLOTTE, NC | Team lift out | RIA to RIA | 20.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CAROLINAS INVESTMENT CONSULTING LLC | 2 | Dec 31, 2016 | May 13, 2019 | WAXHAW, NC | Team lift out | Other | 25.0% |