M•••••• G••••••

Advisor at A••••• A•• P••••••• S•••••••

Phoenix, AZ | Scottsdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f0a42f18-24d4-5c2a-c413-f3b6b8567c93

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 27, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 30, 2024	n/a	yes	Scottsdale, AZ\|Phoenix, AZ	Current employment
M••••• S••••••	Wirehouse	Jun 4, 2019	Jul 11, 2024	no	Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••• A•• P••••••• S•••••••	Jul 11, 2024	Jul 30, 2024	19	Firm change	Wirehouse to ibd
U••• I••••••••• S••••••• C••••••	M••••• S••••••	May 30, 2019	Jun 4, 2019

Relationships

Registered with (4)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Jul 30, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 4, 2019 to Jul 11, 2024factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to May 30, 2019factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
M•••••• G•••••• left M••••• S•••••• for A••••• A•• P••••••• S••••••• (registered 2024-07-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0a42f18-24d4-5c2a-c413-f3b6b8567c93
First observed: May 27, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.