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Reading the graph
Reading the graph
Advisor at OPPENHEIMER & CO. INC.
BOSTON, MA | CRYSTAL BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 15, 2021 | n/a | yes | BOSTON, MA|CRYSTAL BEACH, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 7, 2017 | Jan 19, 2021 | no | YARDLEY, PA|PRINCETON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OPPENHEIMER & CO. INC. | Jan 19, 2021 | Jan 15, 2021 | -4 | Firm change | Wirehouse to ibd |