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J••• R••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

J••• R••••• C••••

Advisor at U••••• A•••••• G••••

Olmsted Falls, OH | CINCINNATI, OH

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Search this name across graphsid dfx:ria:f0b03513-b8c0-ab70-fbf0-32dc0d416e95

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• A•••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• A•••••• G••••	Independent wealth	Mar 14, 2023	n/a	yes	Olmsted Falls, OH\|CINCINNATI, OH	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 1, 2017	Mar 27, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	U••••• A•••••• G••••	Mar 27, 2023	Mar 14, 2023	-13	Firm change	Ibd to new firm
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 2, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:324205:OH:2023-02-20	Mar 27, 2023	Mar 14, 2023	OLMSTED FALLS, OH	Firm change
29604:134139:OH:2017-11-02	Nov 2, 2017	Nov 1, 2017	OLMSTED TOWNSHIP, OH	Firm change

Relationships

Registered with (4)

→ U••••• A•••••• G••••Registered adviserregistration: current employment
Mar 14, 2023 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2017 to Mar 27, 2023factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Dec 6, 2011 to Nov 2, 2017factForm ADV
→ L••• K••• • C••••••

Dated events

Occurred
Mar 27, 2023
A•••••• firm change
J••• R••••• C•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for U••••• A•••••• G•••• (registered 2023-03-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0b03513-b8c0-ab70-fbf0-32dc0d416e95
First observed: Jan 7, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.