DFX Intelligence

B•••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

B•••• A•••• M••••••••• L••

CRD 312761

LONDON

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Search this name across graphsid dfx:ria:f0b1f198-fca1-4c4a-be96-c7430c714b55

Data as of Mar 19, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2021 to Mar 19, 2021
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 12
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-120531
CRD: 312761

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••• A•••• M••••••••• G•••• L••••••	L•••••• C••••••• M••••••• M••••• O• L••	E	yes	03/2021	Feb 12, 2021	Mar 19, 2021
O•••• R••••• C•••••• W••••••	ULTIMATE BENEFICIAL OWNER	E	yes	03/2021	Feb 12, 2021	Mar 19, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••• A•••• M••••••••• L••	n/a	Former SEC adviser	$3.6B	N	yes	n/a
O••• W••••• M••••••••• ••••• L••••••	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (1)

→ O••• A•••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV

Owns (15)

← H••••••• B••••• M••••••OwnerPARTNER, SENIOR ANALYST, ownership code NA, individual
Feb 12, 2021 to presentfactForm ADV
← P•••••• T••• M••••••OwnerPARTNER, MANAGING DIRECTOR, ownership code NA, individual
Feb 12, 2021 to presentfactForm ADV
← F•••••••• D••••• M••• G•••••OwnerNON-EXECUTIVE CHAIRMAN, ownership code NA, individual

Dated events

Occurred
Feb 12, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0b1f198-fca1-4c4a-be96-c7430c714b55
First observed: Feb 12, 2021
Last observed: Mar 19, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.