DFX Intelligence

O••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 1b 10b

O••• A•••• M••••••••• L••

CRD 113858

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Aug 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Aug 29, 2023
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.6B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 46
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•• M•• I•••	Hedge Fund	$999M	Aug 29, 2023	17	Mar 12, 2013	reported	021-253265
O••• E••••••• I••	Hedge Fund	$668M	Aug 29, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••• M••••••• J•••• D••••	PARTNER, CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER	A	no	08/2018	Mar 2, 2022	Aug 29, 2023
G•••••••• J••••• W•••••	PARTNER, FUND MANAGER	A	no	11/2013	Mar 31, 2014	Aug 29, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$3.6B	$4.8B	-24.4%	$3.5B	0.7%	46	54	0	0

Relationships

Advises (6)

→ O•• M•• I•••Private fundHedge Fund, IA
Mar 12, 2013 to presentfactForm ADV
→ O••• E••••••• I••Private fundHedge Fund, IA
Mar 12, 2013 to presentfactForm ADV
→ O••• M••••• I••• • B•••• G••••• E••••••• M•••••• F•••• F•••Private fundHedge Fund, IA
Mar 2, 2022 to presentfactForm ADV
→ O••• M••••• I••• • O••• C••••••••• N•••••• R•••••••• F•••

Dated events

Order

Occurred
28 Jul 2023
Control person left
••• Locked
Form ADV
Occurred
28 Jul 2021
Regulatory AUM changed
••• Locked
Form ADV
$1.7B
Occurred
1 Jul 2020
Regulatory AUM changed
••• Locked
Form ADV
$-2.1B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Aug 29, 2023 37 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Jul 31, 2013	$11B	$11B	90	40	n/a	3	$4.4B
2012	Mar 30, 2012	$7.0B	$7.0B	n/a	n/a	n/a	n/a	n/a