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Advisor at EDWARD JONES
FRANKLIN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 12, 2019 | n/a | yes | FRANKLIN, VA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 6, 2019 | Jul 12, 2019 | no | ROSEVILLE, CA|NEW YORK, NY|ROCKLIN, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 20, 2014 | Nov 13, 2018 | no | AUBURN, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Jul 12, 2019 | Jul 12, 2019 | 0 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 13, 2018 | Jun 6, 2019 | 205 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:CA:2018-11-06 | Nov 13, 2018 | Jun 6, 2019 | ROSEVILLE, CA | Firm change |