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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Shane Kristian Fallot

Advisor at U.S. BANCORP ADVISORS, LLC

Issaquah, WA

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Search this name across graphsid dfx:ria:f0bcffab-72a3-14a6-11e9-2d5e1841c794

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 16, 2002
First registration: May 27, 2002
Dual registered: yes, broker-dealer
Other names: Shane Fallot|Shane K Fallot|Shane Kristian Fallot
IAPD individual key: 3241557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Issaquah, WA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 26, 2021	Feb 13, 2026	no	Bellevue, WA\|Issaquah, WA\|Seattle, WA\|Bellevue, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 12, 2017	Mar 8, 2021	no	GIG HARBOR, WA\|SEATTLE, WA	Previous registration
INVESTRUST CONSULTING, LLC	Independent wealth	Jan 14, 2013	Feb 9, 2016	no	OKLAHOMA CITY, OK	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 28, 2009	May 15, 2012	no	OKLAHOMA CITY, OK	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 26, 2008	Dec 23, 2008	no	OKLAHOMA CITY, OK	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Aug 19, 2008	no	OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 4, 2005	Jul 6, 2005	no	OKLAHOMA CITY, OK	Previous registration
MORGAN STANLEY DW INC.	n/a	May 27, 2002	Feb 1, 2005	no	OKLAHOMA CTY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	U.S. BANCORP INVESTMENTS, INC.	Mar 8, 2021	Feb 26, 2021	-10	Firm change	Wirehouse to ibd
INVESTRUST CONSULTING, LLC	J.P. MORGAN SECURITIES LLC	Feb 9, 2016	Dec 12, 2017	672	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	INVESTRUST CONSULTING, LLC	May 15, 2012	Jan 14, 2013	244	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Aug 19, 2008	Nov 26, 2008	99	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	BANC ONE SECURITIES CORPORATION	Feb 1, 2005	Mar 4, 2005	31	Firm change	Other

Relationships

Registered with (7)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 26, 2021 to Feb 13, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 12, 2017 to Mar 8, 2021factForm ADV
→ INVESTRUST CONSULTING, LLCRegistered adviserregistration: previous registration
Jan 14, 2013 to Feb 9, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Aug 19, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 4, 2005 to Jul 6, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 27, 2002 to Feb 1, 2005factForm ADV

Dated events

No dated event names this entity yet.