RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• K••••••• F•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Issaquah, Wa
- U••• B•••••• I••••••••• I••• formerFeb 26, 2021 to Feb 13, 2026 · Bellevue, Wa
- J••• M••••• S••••••••• L•• wirehouseDec 12, 2017 to Mar 8, 2021 · Gig Harbor, Wa
- I••••••••• C••••••••• L•• independent RIAJan 14, 2013 to Feb 9, 2016 · Oklahoma City, Ok
- J••• M••••• S••••••••• L•• wirehouseApr 28, 2009 to May 15, 2012 · Oklahoma City, Ok
- J••• M••••• S••••••••• L•• wirehouseNov 26, 2008 to Dec 23, 2008 · Oklahoma City, Ok
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Aug 19, 2008 · Oklahoma City, Ok
- B••• O•• S••••••••• C••••••••• unclassifiedMar 4, 2005 to Jul 6, 2005 · Oklahoma City, Ok
- M••••• S•••••• D• I••• unclassifiedMay 27, 2002 to Feb 1, 2005 · Oklahoma Cty, Ok
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left Mar 8, 2021, registered Feb 26, 2021 (-10 days) · Wirehouse to affiliated broker-dealer or bank
- I••••••••• C••••••••• L•• to J••• M••••• S••••••••• L••left Feb 9, 2016, registered Dec 12, 2017 (672 days) · Other
- J••• M••••• S••••••••• L•• to I••••••••• C••••••••• L••left May 15, 2012, registered Jan 14, 2013 (244 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Aug 19, 2008, registered Nov 26, 2008 (99 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to B••• O•• S••••••••• C•••••••••left Feb 1, 2005, registered Mar 4, 2005 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address