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Advisor at NATIONS FINANCIAL GROUP, INC.
Wayne, PA | CEDAR RAPIDS, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | Aug 30, 2019 | n/a | yes | CEDAR RAPIDS, IA|Wayne, PA|Wayne, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 27, 2016 | Sep 6, 2019 | no | WAYNE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NATIONS FINANCIAL GROUP, INC. | Sep 6, 2019 | Aug 30, 2019 | -7 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:44181:PA:2019-09-06 | Sep 6, 2019 | Aug 30, 2019 | WAYNE, PA | Firm change |