DFX Intelligence

M••• L••• R••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••• L••• R••••••••• A•••••••• L••

CRD 284780

WHITEFISH, MT

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Search this name across graphsid dfx:ria:f0d832f6-75e5-4d96-732c-9c9bbcb7b78d

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2016 to Mar 23, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.57 fund_share=0.0 institutional_share=0.43 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $449M••• Locked
Discretionary RAUM: $449M
Private client RAUM: $255Mderived••• Locked
Private client share: 57%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $224Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• F•••••• M••••••••	n/a	Whitefish, MT \| WHITEFISH, MT	10	38	3	no
Z•••••• T••••• M••••••••	Certified Financial Planner	WHITEFISH, MT \| Whitefish, MT	8	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• A•••••• F••••••	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	E	yes	07/2016	Sep 6, 2016	Mar 5, 2024
M••••••••• Z••••••• T•••••	Partner	B	yes	08/2018	Sep 6, 2018	Mar 5, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Whitefish	Mt	United States	3	no
Radnor	Pa	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$449M	$394M	13.8%	$304M	13.9%	3	3	2	2

Relationships

Affiliated with (1)

← M••• L••• F•••••••• A•••••••• L•••Registered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← Z•••••• T••••• M••••••••Advisorregistration: current employment
Jan 8, 2018 to presentfactForm ADV
← A••••• F•••••• M••••••••Advisorregistration: current employment
Sep 23, 2016 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Sep 6, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0d832f6-75e5-4d96-732c-9c9bbcb7b78d
First observed: Sep 6, 2016
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.