DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Main Line Retirement Advisors, LLC
Latest filing Mar 23, 2026
First filing on the tape Sep 6, 2016 · 24 filings
SEC status approved since Sep 20, 2016
RAUM
$449M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
57%
$255M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$224M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$449M as of Mar 23, 2026
Mar 12, 2018$125M then
HNW client RAUM$225M as of Mar 23, 2026
Mar 13, 2019$13.5M then
State-registered IARs (5.B.3)2 as of Mar 23, 2026
Mar 9, 20171 then
Employees (5.A)3 as of Mar 23, 2026
Mar 9, 20171 then
Private funds: no history
RAUM +14% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $224MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $660,687derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$225M50%
- Pension and profit-sharing plans$194M43%
- Individuals$30.1M6.7%
- Individual clients
- 98reported
- HNW clients
- 60reported
- Pension plan clients
- 23reported
- Charitable clients
- 0reported
- Accounts
- 679reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.57 fund_share=0.0 institutional_share=0.43 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alfred Francis Matarazzo | Whitefish, Mt | Sep 23, 2016 | 38 y | 3 |
| Zachary Taylor MatarazzoCertified Financial Planner | Whitefish, Mt | Jan 8, 2018 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Alfred Francis Matarazzo from Fsc Securities CorporationSep 23, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Alfred Matarazzo · Managing Partner, Chief Compliance Officercontrolsince 07/2016 · owns 75% or more
- Taylor Zachary Matarazzo · Partnercontrolsince 08/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Main Line Retirement Advisors, LLC as a related person
- 121583 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Whitefish, Mt · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Radnor, PA3 employees
- Whitefish, MT3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 23, 2026institutional share of RAUM of 43% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 14.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 771 to 679Mar 3, 2025 to Feb 24, 2026
- HNW clients · 55 to 60Mar 3, 2025 to Feb 24, 2026
- Individual clients · 92 to 98Mar 3, 2025 to Feb 24, 2026
- Pension plan clients · 20 to 23Mar 3, 2025 to Feb 24, 2026
- Discretionary RAUM · $394M to $449MMar 3, 2025 to Feb 24, 2026
- HNW RAUM · $190M to $225MMar 3, 2025 to Feb 24, 2026
- Individual RAUM · $26.2M to $30.1MMar 3, 2025 to Feb 24, 2026
- Pension RAUM · $178M to $194MMar 3, 2025 to Feb 24, 2026
- RAUM · $394M to $449MMar 3, 2025 to Feb 24, 2026
- Accounts · 531 to 771Mar 5, 2024 to Mar 3, 2025
- HNW clients · 53 to 55Mar 5, 2024 to Mar 3, 2025
- Individual clients · 85 to 92Mar 5, 2024 to Mar 3, 2025
- Pension plan clients · 22 to 20Mar 5, 2024 to Mar 3, 2025
- Financial planning clients · 1-10 to 1-10Mar 5, 2024 to Mar 3, 2025
- Discretionary RAUM · $357M to $394MMar 5, 2024 to Mar 3, 2025
- HNW RAUM · $140M to $190MMar 5, 2024 to Mar 3, 2025
- Individual RAUM · $21.1M to $26.2MMar 5, 2024 to Mar 3, 2025
- Pension RAUM · $196M to $178MMar 5, 2024 to Mar 3, 2025
- RAUM · $357M to $394MMar 5, 2024 to Mar 3, 2025
- Accounts · 451 to 531Jul 11, 2023 to Mar 5, 2024
- HNW clients · 85 to 53Jul 11, 2023 to Mar 5, 2024
- Individual clients · 44 to 85Jul 11, 2023 to Mar 5, 2024
- Pension plan clients · 21 to 22Jul 11, 2023 to Mar 5, 2024
- Discretionary RAUM · $304M to $357MJul 11, 2023 to Mar 5, 2024
- HNW RAUM · $133M to $140MJul 11, 2023 to Mar 5, 2024
- Individual RAUM · $3.7M to $21.1MJul 11, 2023 to Mar 5, 2024
- Pension RAUM · $167M to $196MJul 11, 2023 to Mar 5, 2024
- RAUM · $304M to $357MJul 11, 2023 to Mar 5, 2024
- Wrap assets (manager) · 0.0 to unsetJul 11, 2023 to Mar 5, 2024
- Wrap assets (sponsor) · 0.0 to unsetJul 11, 2023 to Mar 5, 2024
- Accounts · 458 to 451Mar 22, 2022 to Mar 29, 2023
- HNW clients · 65 to 85Mar 22, 2022 to Mar 29, 2023
- Individual clients · 56 to 44Mar 22, 2022 to Mar 29, 2023
- HQ city · RADNOR to WHITEFISHMar 22, 2022 to Mar 29, 2023
- HQ state · PA to MTMar 22, 2022 to Mar 29, 2023
- Other offices · 1 to 2Mar 22, 2022 to Mar 29, 2023
- Discretionary RAUM · $332M to $304MMar 22, 2022 to Mar 29, 2023
- HNW RAUM · $126M to $133MMar 22, 2022 to Mar 29, 2023
- Individual RAUM · $22.9M to $3.7MMar 22, 2022 to Mar 29, 2023
- Pension RAUM · $183M to $167MMar 22, 2022 to Mar 29, 2023
Signals
1 dated events
- Main Line Retirement Advisors, Llc filed its initial SEC registration (Form ADV)Sep 6, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mlra401k.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-480-8681reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- mlra401k.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-480-8681reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $224Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026