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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

James Wilkerson Underwood

Advisor at CAPTRUST

Homewood, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f0e82013-4a24-3d03-aaec-26c83fa714a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: May 18, 1998 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

James Wilkerson Underwood

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: May 18, 1998
Dual registered: no
Other names: JIM UNDERWOOD|JAMES WILKERSON UNDERWOOD
IAPD individual key: 4554612

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Mar 2, 2020	n/a	yes	Homewood, AL	Current employment
WELCH HORNSBY, INC.	Former SEC adviser	Jul 27, 2006	May 22, 2020	no	MONTGOMERY, AL\|Birmingham, AL	Previous registration
HIGHLAND ASSOCIATES INC	Other adviser	May 18, 1998	Jun 27, 2006	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELCH HORNSBY, INC.	Captrust	May 22, 2020	Mar 2, 2020	-81	Firm change after gap	Other
HIGHLAND ASSOCIATES INC	WELCH HORNSBY, INC.	Jun 27, 2006	Jul 27, 2006	30	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104664:175112:AL:2020-05-22	May 22, 2020	Mar 2, 2020	BIRMINGHAM, AL	Firm change after gap

Relationships

Registered with (3)

→ CAPTRUSTRegistered adviserregistration: current employment
Mar 2, 2020 to presentfactForm ADV
→ WELCH HORNSBY, INC.Registered adviserregistration: previous registration
Jul 27, 2006 to May 22, 2020factForm ADV
→ HIGHLAND ASSOCIATES INCRegistered adviserregistration: previous registration
May 18, 1998 to Jun 27, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0e82013-4a24-3d03-aaec-26c83fa714a2
First observed: May 18, 1998
Last observed: Sep 14, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

James Wilkerson Underwood

Advisor at CAPTRUST

Homewood, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f0e82013-4a24-3d03-aaec-26c83fa714a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Captrust

Institutional manager

Mar 2, 2020

n/a

yes

Homewood, AL

Current employment

WELCH HORNSBY, INC.

Former SEC adviser

Jul 27, 2006

May 22, 2020

MONTGOMERY, AL|Birmingham, AL

Previous registration

HIGHLAND ASSOCIATES INC

Other adviser

May 18, 1998

Jun 27, 2006

BIRMINGHAM, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELCH HORNSBY, INC.

Captrust

May 22, 2020

Mar 2, 2020

-81

Firm change after gap

Other

HIGHLAND ASSOCIATES INC

WELCH HORNSBY, INC.

Jun 27, 2006

Jul 27, 2006

Firm change

Other

Team

Left

Joined

From

Kind

104664:175112:AL:2020-05-22

May 22, 2020

Mar 2, 2020

BIRMINGHAM, AL

Firm change after gap