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Advisor at PROACTIVE WEALTH STRATEGIES, LLC
MARIETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROACTIVE WEALTH STRATEGIES, LLC | Independent wealth | May 5, 2022 | n/a | yes | MARIETTA, GA | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | May 20, 2011 | Feb 20, 2018 | no | MARIETTA, GA|APPLETON, WI|MARIETTA, GA|MARIETTA, GA|MARIETTA, GA|SMYRNA, GA|APPLETON, WI | Previous registration |
| PROACTIVE WEALTH STRATEGIES, LLC | n/a | Jan 15, 2010 | Jul 6, 2011 | no | MARIETTA, GA | Previous registration |
| PROACTIVE WEALTH STRATEGIES, LLC | n/a | Aug 9, 2007 | Dec 31, 2009 | no | MARIETTA, GA | Previous registration |
| TRIAD ADVISORS, LLC | Former SEC adviser | Apr 18, 2007 | Aug 21, 2007 | no | ATLANTA, GA|MARIETTA, GA | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Mar 17, 2005 | Apr 16, 2007 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 14, 2004 | Jan 14, 2005 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | PROACTIVE WEALTH STRATEGIES, LLC | Feb 20, 2018 | May 5, 2022 | 1,535 | Firm change after gap | Other |
| PROACTIVE WEALTH STRATEGIES, LLC | INVEST FINANCIAL CORPORATION | Jul 6, 2011 | May 20, 2011 | -47 | Firm change after gap | Other |
| TRIAD ADVISORS, LLC | PROACTIVE WEALTH STRATEGIES, LLC | Aug 21, 2007 | Aug 9, 2007 | -12 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | TRIAD ADVISORS, LLC | Apr 16, 2007 | Apr 18, 2007 | 2 | Firm change | Other |
| CETERA ADVISORS LLC | 1717 CAPITAL MANAGEMENT COMPANY | Jan 14, 2005 | Mar 17, 2005 | 62 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 12984:318872:WI:2018-02-14 | Feb 20, 2018 | May 5, 2022 | APPLETON, WI | Firm change after gap |