RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R••• S•••••••
- P•••••••• W••••• S••••••••• L•• independent RIA currentsince May 5, 2022 · Marietta, Ga
- I••••• F•••••••• C••••••••• formerMay 20, 2011 to Feb 20, 2018 · Marietta, Ga
- P•••••••• W••••• S••••••••• L•• unclassifiedJan 15, 2010 to Jul 6, 2011 · Marietta, Ga
- P•••••••• W••••• S••••••••• L•• unclassifiedAug 9, 2007 to Dec 31, 2009 · Marietta, Ga
- T•••• A•••••••• L•• formerApr 18, 2007 to Aug 21, 2007 · Atlanta, Ga
- 1••• C•••••• M••••••••• C•••••• unclassifiedMar 17, 2005 to Apr 16, 2007 · Atlanta, Ga
- C••••• A••••••• L•• formerJan 14, 2004 to Jan 14, 2005 · Atlanta, Ga
- I••••• F•••••••• C••••••••• to P•••••••• W••••• S••••••••• L••left Feb 20, 2018, registered May 5, 2022 (1535 days) · Other · moved with a team
- P•••••••• W••••• S••••••••• L•• to I••••• F•••••••• C•••••••••left Jul 6, 2011, registered May 20, 2011 (-47 days) · Other
- T•••• A•••••••• L•• to P•••••••• W••••• S••••••••• L••left Aug 21, 2007, registered Aug 9, 2007 (-12 days) · Other
- 1••• C•••••• M••••••••• C•••••• to T•••• A•••••••• L••left Apr 16, 2007, registered Apr 18, 2007 (2 days) · Other
- C••••• A••••••• L•• to 1••• C•••••• M••••••••• C••••••left Jan 14, 2005, registered Mar 17, 2005 (62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address