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M•••••• S• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

M•••••• S• H•••••••••

Advisor at W•••• F•••• A•••••••

Dallas, TX | ST. LOUIS, MO | FORT WORTH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f0f62aa4-8621-1aff-ffc1-39222de4a0a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 24, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 10, 2023	n/a	yes	ST. LOUIS, MO\|Dallas, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	May 13, 2022	n/a	yes	ST. LOUIS, MO\|FORT WORTH, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Jan 18, 2022	May 13, 2022	115	Firm change	Wirehouse to wirehouse
C••••••••• F•••••••• S•••••••• I•••	J••• M••••• S••••••••• L••	Aug 22, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:TX:2022-01-18	Jan 18, 2022	May 13, 2022	PLANO, TX	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 10, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 13, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 16, 2013 to Jan 18, 2022factForm ADV
→ C••••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jan 18, 2022
Advisor changed firm
M•••••• S• H••••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-05-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0f62aa4-8621-1aff-ffc1-39222de4a0a9
First observed: May 24, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.