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RIA / WealthAdvisorCertified Financial Planner25 years in industry

Jerry Scott Swiney

Advisor at PARK SQUARE FINANCIAL GROUP LLC

HOOVER, AL | ROSWELL, GA

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Search this name across graphsid dfx:ria:f106b4dc-a8c4-c1ec-e6b5-5ce9b92563c4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK SQUARE FINANCIAL GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 25, 2001
First registration: Apr 27, 2001
Dual registered: no
Other names: JERRY S SWINEY
IAPD individual key: 4312698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK SQUARE FINANCIAL GROUP LLC	Independent wealth	Sep 16, 2024	n/a	yes	HOOVER, AL\|ROSWELL, GA	Current employment
CSENGE ADVISORY GROUP, LLC	Independent wealth	Sep 6, 2019	Sep 18, 2024	no	CLEARWATER, FL\|Hoover, AL	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	May 24, 2016	Sep 6, 2019	no	HOOVER, AL\|MILTON, GA\|BIRMINGHAM, AL	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	May 26, 2016	no	CHARLOTTE, NC\|HOOVER, AL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 28, 2010	May 13, 2016	no	BIRMINGHAM, AL\|CHARLOTTE, NC\|HOOVER, AL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 27, 2001	Oct 6, 2010	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CSENGE ADVISORY GROUP, LLC	PARK SQUARE FINANCIAL GROUP LLC	Sep 18, 2024	Sep 16, 2024	-2	Firm change	RIA to new firm
FSC SECURITIES CORPORATION	CSENGE ADVISORY GROUP, LLC	Sep 6, 2019	Sep 6, 2019	0	Firm change	Ibd to RIA
SIGNATOR INVESTORS, INC.	FSC SECURITIES CORPORATION	May 26, 2016	May 24, 2016	-2	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Oct 6, 2010	Sep 28, 2010	-8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7461:131167:AL:2019-09-06	Sep 6, 2019	Sep 6, 2019	BIRMINGHAM, AL	Firm change

Relationships

Registered with (6)

→ PARK SQUARE FINANCIAL GROUP LLCRegistered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ CSENGE ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Sep 6, 2019 to Sep 18, 2024factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 24, 2016 to Sep 6, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to May 26, 2016factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 28, 2010 to May 13, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 27, 2001 to Oct 6, 2010factForm ADV

Dated events

Occurred
Sep 18, 2024
Advisor changed firm
Jerry Scott Swiney left Csenge Advisory Group, Llc for Park Square Financial Group Llc (registered 2024-09-16)
Form ADVobserved 6 days ago