DFX Intelligence

C•••••• N••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

C•••••• N••••• F•••••

Advisor at W••••• C•••• F••••••••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f10a2435-70c5-7306-d620-4006fb6c3b9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• C•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• C•••• F••••••••	Independent wealth	Apr 15, 2025	n/a	yes	SAN DIEGO, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 12, 2014	Dec 21, 2016	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W••••• C•••• F••••••••	Dec 21, 2016	Apr 15, 2025	3,037	Firm change after gap	Ibd to RIA
S•••••••• F••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Aug 1, 2014	Aug 12, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:285670:CA:2016-12-20	Dec 21, 2016	Apr 15, 2025	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (4)

→ W••••• C•••• F••••••••Registered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2014 to Dec 21, 2016factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2013 to Aug 1, 2014factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f10a2435-70c5-7306-d620-4006fb6c3b9f
First observed: Feb 13, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.