DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MICHAEL DAVID SINNOTT

Advisor at TRUIST ADVISORY SERVICES, INC.

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f10aed50-e8be-799b-1250-dfe67be3e1af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Aug 28, 2000
First registration: Apr 15, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4179810

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Oct 5, 2018	n/a	yes	GREENSBORO, NC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Oct 9, 2018	no	GREENSBORO, NC\|GREENSBORO, NC\|RALEIGH, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 13, 2007	Oct 23, 2009	no	GREENSBORO, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 14, 2004	Apr 16, 2007	no	COLUMBIA, MD\|GREENSBORO, NC\|GREENSBORO, NC\|GREENSBORO, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 15, 2002	Jul 23, 2004	no	GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TRUIST ADVISORY SERVICES, INC.	Oct 9, 2018	Oct 5, 2018	-4	Firm change	Wirehouse to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 16, 2007	Apr 13, 2007	-3	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Jul 23, 2004	Jul 14, 2004	-9	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:283390:NC:2018-10-09	Oct 9, 2018	Oct 5, 2018	RALEIGH, NC	Firm change

Relationships

Registered with (5)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Oct 5, 2018 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Oct 9, 2018factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 13, 2007 to Oct 23, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 14, 2004 to Apr 16, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 15, 2002 to Jul 23, 2004factForm ADV

Dated events

No dated event names this entity yet.